AEP COMPLIANCE

AEP SMS Compliance for Medicare Agents

SMS is the fastest channel you have during AEP. It is also the fastest way to draw a TCPA lawsuit, a CMS complaint, or a carrier termination if you do it wrong. Here are the rules that keep you fast AND compliant.

THE STACK

Three Rulebooks Apply

When you text a Medicare prospect or client, three separate rulebooks apply at the same time. Break any one and you have a problem. Break all three and the problem gets expensive quickly.

TCPA

Federal law. Requires prior express written consent for marketing texts. $500 to $1,500 per text in damages.

CMS Medicare rules

No unsolicited contact about MA or PDP plans. SOA rules apply before any plan discussion, text or otherwise.

10DLC carrier rules

US carriers require registration of the brand and campaign for every A2P SMS sender. Unregistered traffic gets filtered.

CONSENT

What Counts as Consent

ScenarioCan You Text?
Existing client, opted in at enrollmentYes, for service and renewal communications
Web form with SMS checkbox and disclosure languageYes, for the scope described in the disclosure
Business card dropped at an eventNo, not by itself. Need documented opt in.
Purchased lead listOnly if the list vendor can document express written consent for each contact
Referral from a current clientNo, the referrer's consent does not transfer
Client replied STOP previouslyNo, ever. Treat opt outs as permanent.
SAFE MESSAGES

What You Can Say in an AEP SMS

Service messages

Appointment confirmations, reschedule links, SOA links, and carrier ID card arrival confirmations.

Educational content

"AEP starts Oct 15" reminders without specific plan pitches. Keep it generic and informational.

Quiet hours

Federal rule: no texts before 8am or after 9pm local to the recipient. Many states stricter. Default to 9am to 8pm.

TCPA Safe SMS, Built Into Your CRM

We build Medicare CRMs with 10DLC registration, consent capture forms, quiet hours enforcement, and STOP handling baked in. No surprises, no lawsuits.